Capital Southwest Corporation
CSWCNASDAQ
USReal-Time Price
USReal-Time Price$23.27USD
-0.52 (-2.19%)Today
$23.25-0.02 (-0.09%)After HoursLast quote · Nov 5, 2026, 6:48 PM ET
Capital Southwest Corporation (CSWC) Holders & Ownership
Who owns Capital Southwest Corporation (CSWC)? Top institutional holders, insider ownership and recent 13F changes showing how the smart money is positioned.
Filing Period:
Institutional Ownership
8.40%
Institutional Holders
75
Total Shares Held
5,137,106
Total Holdings Value
$118.8M
13F Holder Composition
InstitutionFund
Top Institutional Holders
| Holder | Shares Held | Market Value | % Outstanding | Change | Date Reported |
|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | 876,046 | $20.8M | 1.43% | -6.24% | 2026-09-30 |
| SANDERS MORRIS HARRIS LLC | 665,694 | $15.4M | 1.09% | -12.41% | 2026-09-30 |
| MUZINICH & CO., INC. | 453,109 | $10.5M | 0.74% | +3.95% | 2026-09-30 |
| COLUMBUS MACRO, LLC | 398,048 | $9.2M | 0.65% | +6.18% | 2026-09-30 |
| TECTONIC ADVISORS LLC | 377,520 | $8.7M | 0.62% | +6.23% | 2026-09-30 |
| SUMITOMO MITSUI TRUST GROUP, INC. | 293,778 | $6.8M | 0.48% | +0.69% | 2026-09-30 |
| EPIQ PARTNERS, LLC | 289,321 | $6.7M | 0.47% | -1.59% | 2026-09-30 |
| WOMACK FINANCIAL LLC | 239,347 | $5.5M | 0.39% | +3.82% | 2026-09-30 |
| GRACE & WHITE INC /NY | 159,697 | $3.7M | 0.26% | 0.00% | 2026-09-30 |
| GRANITESHARES ADVISORS LLC | 128,430 | $3.0M | 0.21% | +1.57% | 2026-09-30 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 104,570 | $2.4M | 0.17% | +9.66% | 2026-09-30 |
| INDEPENDENT FINANCIAL GROUP, LLC | 91,921 | $2.1M | 0.15% | +55.50% | 2026-09-30 |
| SMH CAPITAL ADVISORS INC | 80,526 | $1.9M | 0.13% | +0.57% | 2026-09-30 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 78,611 | $1.8M | 0.13% | +5.30% | 2026-09-30 |
| KESTRA ADVISORY SERVICES, LLC | 71,278 | $1.6M | 0.12% | +10.16% | 2026-09-30 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 70,828 | $1.6M | 0.12% | +13.55% | 2026-09-30 |
| B. RILEY WEALTH ADVISORS, INC. | 67,058 | $1.6M | 0.11% | -3.89% | 2026-09-30 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 64,463 | $1.5M | 0.11% | +1.85% | 2026-09-30 |
| BAYSHORE CAPITAL ADVISORS, LLC | 61,320 | $1.4M | 0.10% | +26.90% | 2026-09-30 |
| CATALYST CAPITAL ADVISORS LLC | 49,000 | $1.1M | 0.08% | 0.00% | 2026-09-30 |
| GEN FINANCIAL MANAGEMENT, INC. | 44,069 | $1.0M | 0.07% | +65.87% | 2026-09-30 |
| SYMPHONY FINANCIAL, LTD. CO. | 43,403 | $1.0M | 0.07% | +2.96% | 2026-09-30 |
| BROOKSTONE CAPITAL MANAGEMENT | 42,451 | $981,885 | 0.07% | +9.70% | 2026-09-30 |
| CORNERSTONE WEALTH MANAGEMENT, LLC | 41,595 | $962,088 | 0.07% | +1.92% | 2026-09-30 |
| COMMONWEALTH EQUITY SERVICES, LLC | 30,925 | $715,287 | 0.05% | -14.58% | 2026-09-30 |
| ALPHACORE CAPITAL LLC | 30,726 | $710,702 | 0.05% | -2.60% | 2026-09-30 |
| APOLLON WEALTH MANAGEMENT, LLC | 23,275 | $538,341 | 0.04% | +2.62% | 2026-09-30 |
| WEDBUSH SECURITIES INC | 20,184 | $467,000 | 0.03% | +4.71% | 2026-09-30 |
| MRAZ, AMERINE & ASSOCIATES, INC. | 19,354 | $447,658 | 0.03% | -11.94% | 2026-09-30 |
| 1900 WEALTH MANAGEMENT LLC | 18,272 | $422,631 | 0.03% | 0.00% | 2026-09-30 |
| FCG INVESTMENT CO | 17,477 | $404,243 | 0.03% | +26.99% | 2026-09-30 |
| CLOSED-END FUND ADVISORS, INC. | 17,172 | $397,178 | 0.03% | -11.88% | 2026-09-30 |
| IMC-CHICAGO, LLC | 16,813 | $388.9M | 0.03% | +100.00% | 2026-09-30 |
| US BANCORP \DE\ | 13,735 | $317,691 | 0.02% | +0.26% | 2026-09-30 |
| EAGLE GLOBAL ADVISORS LLC | 13,565 | $313,758 | 0.02% | +0.37% | 2026-09-30 |
| GENERALI INVESTMENTS CEE, INVESTICNI SPOLECNOST, A.S. | 12,758 | $303,258 | 0.02% | 0.00% | 2026-09-30 |
| CORE WEALTH PARTNERS LLC | 12,766 | $295,278 | 0.02% | +3.62% | 2026-09-30 |
| ACCEL WEALTH MANAGEMENT | 12,533 | $289,893 | 0.02% | +0.10% | 2026-09-30 |
| CREATIVE PLANNING | 11,407 | $263,841 | 0.02% | -7.65% | 2026-09-30 |
| PROSHARE ADVISORS LLC | 10,743 | $248,486 | 0.02% | -5.46% | 2026-09-30 |
| MACKENZIE FINANCIAL CORP | 10,520 | $243,328 | 0.02% | 0.00% | 2026-09-30 |
| TOTAL CLARITY WEALTH MANAGEMENT, INC. | 10,280 | $237,771 | 0.02% | +100.00% | 2026-09-30 |
| LEONTEQ SECURITIES AG | 8,200 | $189,666 | 0.01% | +17.14% | 2026-09-30 |
| PARALLEL ADVISORS, LLC | 4,185 | $96,799 | 0.01% | 0.00% | 2026-09-30 |
| BURK HOLDINGS LLC | 3,068 | $70,963 | 0.01% | 0.00% | 2026-09-30 |
| SIGNATUREFD, LLC | 3,055 | $70,661 | 0.01% | +11.58% | 2026-09-30 |
| WASHINGTON TRUST ADVISORS, INC. | 2,500 | $57,825 | 0.00% | 0.00% | 2026-09-30 |
| STATE OF ALASKA, DEPARTMENT OF REVENUE | 2,507 | $57,000 | 0.00% | +12.07% | 2026-09-30 |
| SPIRE WEALTH MANAGEMENT | 2,400 | $55,512 | 0.00% | -14.29% | 2026-09-30 |
| EVERSOURCE WEALTH ADVISORS, LLC | 2,336 | $54,031 | 0.00% | +0.73% | 2026-09-30 |
| FARTHER FINANCE ADVISORS, LLC | 2,048 | $47,370 | 0.00% | -16.00% | 2026-09-30 |
| TRIUMPH CAPITAL MANAGEMENT | 1,750 | $40,478 | 0.00% | 0.00% | 2026-09-30 |
| UNION BANCAIRE PRIVEE, UBP SA | 1,685 | $6.1M | 0.00% | 0.00% | 2026-09-30 |
| HIGHLINE WEALTH PARTNERS LLC | 1,161 | $26,857 | 0.00% | -44.56% | 2026-09-30 |
| NORTH STAR INVESTMENT MANAGEMENT CORP. | 1,025 | $23,708 | 0.00% | 0.00% | 2026-09-30 |
| LARSON FINANCIAL GROUP LLC | 1,000 | $23,130 | 0.00% | 0.00% | 2026-09-30 |
| NFSG CORP | 1,000 | $23,130 | 0.00% | 0.00% | 2026-09-30 |
| AVION WEALTH | 906 | $20,000 | 0.00% | +0.67% | 2026-09-30 |
| CENTRAL TRUST CO | 600 | $13,878 | 0.00% | 0.00% | 2026-09-30 |
| TOTH FINANCIAL ADVISORY CORP | 600 | $13,878 | 0.00% | 0.00% | 2026-09-30 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 500 | $11,565 | 0.00% | 0.00% | 2026-09-30 |
| KEY CAPITAL MANAGEMENT, INC | 462 | $10,686 | 0.00% | -36.36% | 2026-09-30 |
| LATITUDE ADVISORS, LLC | 439 | $10,144 | 0.00% | +100.00% | 2026-09-30 |
| NISA INVESTMENT ADVISORS, LLC | 291 | $6,731 | 0.00% | 0.00% | 2026-09-30 |
| FIRST HORIZON CORP | 200 | $4,626 | 0.00% | 0.00% | 2026-09-30 |
| SIGNATURE EQUITY PARTNERS, LLC | 181 | $4,196 | 0.00% | +100.00% | 2026-09-30 |
| ARCHER INVESTMENT CORP | 150 | $3,459 | 0.00% | +2.74% | 2026-09-30 |
| JFS WEALTH ADVISORS, LLC | 69 | $1,596 | 0.00% | 0.00% | 2026-09-30 |
| CITIGROUP INC | 52 | $1,203 | 0.00% | +100.00% | 2026-09-30 |
| UNITED COMMUNITY BANK | 40 | $925 | 0.00% | +100.00% | 2026-09-30 |
| MAINSTREAM CAPITAL MANAGEMENT LLC | 35 | $810 | 0.00% | +100.00% | 2026-09-30 |
| NBT BANK, N.A. | 34 | $789 | 0.00% | 0.00% | 2026-09-30 |
| HILTON HEAD CAPITAL PARTNERS, LLC | 31 | $713 | 0.00% | +3.33% | 2026-09-30 |
| DHJJ FINANCIAL ADVISORS, LTD. | 5 | $116 | 0.00% | 0.00% | 2026-09-30 |
| ASSETMARK, INC | 3 | $69 | 0.00% | 0.00% | 2026-09-30 |
| SAMALIN INVESTMENT COUNSEL, LLC | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
| ARLINGTON CAPITAL MANAGEMENT INC | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
| VALLEY NATIONAL ADVISERS INC | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
| CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
| BLUE TRUST, INC. | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
| SIMPLEX TRADING, LLC | 0 | $0 | 0.00% | -100.00% | 2026-09-30 |
Source: FMP Ultimate 13F Institutional Ownership. Figures reflect the latest available quarterly filings — showing Q3 2026.