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Institutional investment manager
FOCUSED ALPHA, LLC
CIK 0002105062
- Reported holdings value
- $402M
- Reported positions
- 249
- Report as of
- 2026-09-30
- Filed on
- 2026-10-20
Reported holdings & quarterly changes
Compared with Q2 2026. All security classes provided by the filing are included.
| IVV ISHARES TR 464287200 | CORE S&P500 ETF Share · SH | 30,789 | $23.58M | 5.87% | +3,356 | +12.23% | Increased |
| VTI VANGUARD INDEX FDS 922908769 | MRNGSTR TTL STK Share · SH | 50,040 | $18.73M | 4.66% | — | — | Newly reported |
| MSFT MICROSOFT CORP 594918104 | COM Share · SH | 35,396 | $18.15M | 4.52% | +874 | +2.53% | Increased |
| 98888G808 ZACKS TRUST 98888G808 | FOCUS GROWTH ETF Share · SH | 350,463 | $11.86M | 2.95% | +52,385 | +17.57% | Increased |
| GOOGL ALPHABET INC 02079K305 | CAP STK CL A Share · SH | 32,836 | $11.3M | 2.81% | -2,887 | -8.08% | Reduced |
| AAPL APPLE INC 037833100 | COM Share · SH | 32,768 | $10.91M | 2.71% | -340 | -1.03% | Reduced |
| PULS PGIM ETF TR 69344A107 | PGIM ULTRA SH BD Share · SH | 218,570 | $10.81M | 2.69% | +50,608 | +30.13% | Increased |
| 00039J830 AB ACTIVE ETFS INC 00039J830 | SHOR DU YIEL ETF Share · SH | 291,297 | $10.18M | 2.53% | +679 | +0.23% | Increased |
| AMZN AMAZON COM INC 023135106 | COM Share · SH | 38,357 | $9.56M | 2.38% | -1,118 | -2.83% | Reduced |
| VTV VANGUARD INDEX FDS 922908744 | MRNGSTR VAL ETF Share · SH | 40,381 | $8.73M | 2.17% | — | — | Newly reported |
| 78410K667 SCM TRUST 78410K667 | SHELTON EQT PRE Share · SH | 300,809 | $8.64M | 2.15% | +46,299 | +18.19% | Increased |
| 31423L883 FEDERATED HERMES ETF TRUST 31423L883 | ENHANCED INCOME Share · SH | 148,292 | $7.72M | 1.92% | — | — | Newly reported |
| 47804J685 JOHN HANCOCK EXCHANGE TRADED 47804J685 | CORE PLUS BOND Share · SH | 308,663 | $7.36M | 1.83% | — | — | Newly reported |
| SPY STATE STR SPDR S&P 500 ETF T 78462F103 | TR UNIT Share · SH | 9,089 | $6.93M | 1.72% | +413 | +4.76% | Increased |
| 75526L886 RBB FUND TRUST 75526L886 | FIRST EAGLE GBL Share · SH | 132,985 | $6.67M | 1.66% | +11,890 | +9.82% | Increased |
| 33740F888 FIRST TR EXCHNG TRADED FD VI 33740F888 | SMIT UNCO BD ETF Share · SH | 257,781 | $6.12M | 1.52% | +47,842 | +22.79% | Increased |
| BRK-B BERKSHIRE HATHAWAY INC DEL 084670702 | CL B NEW Share · SH | 12,286 | $6.12M | 1.52% | +64 | +0.52% | Increased |
| NVDA NVIDIA CORPORATION 67066G104 | COM Share · SH | 26,102 | $5.96M | 1.48% | -1,953 | -6.96% | Reduced |
| 92189H730 VANECK ETF TRUST 92189H730 | MORN SMID MO ETF Share · SH | 152,659 | $5.72M | 1.42% | +14,937 | +10.85% | Increased |
| JPM JPMORGAN CHASE & CO 46625H100 | COM Share · SH | 17,196 | $5.69M | 1.42% | +4,663 | +37.21% | Increased |
| PREF PRINCIPAL EXCHANGE TRADED FD 74255Y888 | SPECTRUM PFD Share · SH | 298,041 | $5.47M | 1.36% | +1,307 | +0.44% | Increased |
| SCHD SCHWAB STRATEGIC TR 808524797 | US DIVIDEND EQ Share · SH | 160,927 | $5.23M | 1.30% | +11,758 | +7.88% | Increased |
| MA MASTERCARD INCORPORATED 57636Q104 | CL A Share · SH | 8,834 | $4.87M | 1.21% | +1,448 | +19.60% | Increased |
| SCHG SCHWAB STRATEGIC TR 808524300 | US LCAP GR ETF Share · SH | 129,280 | $4.65M | 1.16% | +6,138 | +4.98% | Increased |
| DGRO ISHARES TR 46434V621 | CORE DIV GRWTH Share · SH | 59,013 | $4.45M | 1.11% | +1,470 | +2.55% | Increased |
| INEQ COLUMBIA ETF TR I 19761L862 | INTL EQ INCO ETF Share · SH | 111,561 | $4.42M | 1.10% | — | — | Newly reported |
| GOOG ALPHABET INC 02079K107 | CAP STK CL C Share · SH | 11,970 | $4.08M | 1.01% | -9 | -0.08% | Reduced |
| V VISA INC 92826C839 | COM CL A Share · SH | 10,971 | $3.94M | 0.98% | +350 | +3.30% | Increased |
| VYM VANGUARD WHITEHALL FDS 921946406 | HIGH DIV YLD Share · SH | 21,635 | $3.36M | 0.84% | +377 | +1.77% | Increased |
| VIG VANGUARD SPECIALIZED FUNDS 921908844 | DIV APP ETF Share · SH | 13,237 | $3.09M | 0.77% | +190 | +1.46% | Increased |
| CSCO CISCO SYS INC 17275R102 | COM Share · SH | 25,305 | $2.72M | 0.68% | +5,826 | +29.91% | Increased |
| COST COSTCO WHOLESALE CORPORATION 22160K105 | COM Share · SH | 2,790 | $2.54M | 0.63% | -110 | -3.79% | Reduced |
| 47103U209 JANUS DETROIT STR TR 47103U209 | HENDERSN SML ETF Share · SH | 26,833 | $2.4M | 0.60% | +16,954 | +171.62% | Increased |
| EMLP FIRST TR EXCHANGE-TRADED FD 33738D101 | NO AMER ENERGY Share · SH | 57,829 | $2.37M | 0.59% | +2,333 | +4.20% | Increased |
| URTH ISHARES INC 464286392 | MSCI WORLD ETF Share · SH | 11,416 | $2.35M | 0.59% | 0 | 0.00% | Unchanged |
| IVE ISHARES TR 464287408 | S&P 500 VAL ETF Share · SH | 10,110 | $2.31M | 0.57% | -175 | -1.70% | Reduced |
| BRK-A BERKSHIRE HATHAWAY INC DEL 084670108 | CL A Share · SH | 3 | $2.24M | 0.56% | 0 | 0.00% | Unchanged |
| EFA ISHARES TR 464287465 | MSCI EAFE ETF Share · SH | 21,507 | $2.23M | 0.56% | 0 | 0.00% | Unchanged |
| IVW ISHARES TR 464287309 | S&P 500 GRWT ETF Share · SH | 15,347 | $2.18M | 0.54% | -2,117 | -12.12% | Reduced |
| 98888G204 ZACKS TRUST 98888G204 | SMALL/MID CAP Share · SH | 52,822 | $2.16M | 0.54% | -1,060 | -1.97% | Reduced |
| RSP INVESCO EXCHANGE TRADED FD T 46137V357 | S&P500 EQL WGT Share · SH | 10,272 | $2.14M | 0.53% | +488 | +4.99% | Increased |
| VUG VANGUARD INDEX FDS 922908736 | MRNGSTR GRWT ETF Share · SH | 23,342 | $2.1M | 0.52% | — | — | Newly reported |
| TSM TAIWAN SEMICONDUCTOR MANUFAC 874039100 | SPONSORED ADS Share · SH | 4,429 | $2.02M | 0.50% | +219 | +5.20% | Increased |
| IWM ISHARES TR 464287655 | RUSSELL 2000 ETF Share · SH | 7,238 | $2.01M | 0.50% | +38 | +0.53% | Increased |
| 37954Y475 GLOBAL X FDS 37954Y475 | S&P 500 COVERED Share · SH | 43,350 | $1.8M | 0.45% | +21,132 | +95.11% | Increased |
| IEFA ISHARES TR 46432F842 | CORE MSCI EAFE Share · SH | 17,450 | $1.69M | 0.42% | +1,864 | +11.96% | Increased |
| AMGN AMGEN INC 031162100 | COM Share · SH | 3,851 | $1.62M | 0.40% | +290 | +8.14% | Increased |
| BIO BIO RAD LABS INC 090572207 | CL A Share · SH | 4,205 | $1.59M | 0.40% | 0 | 0.00% | Unchanged |
| GE GE AEROSPACE 369604301 | COM NEW Share · SH | 5,047 | $1.58M | 0.39% | +1,216 | +31.74% | Increased |
| QQQ INVESCO QQQ TR 46090E103 | UNIT SER 1 Share · SH | 2,063 | $1.53M | 0.38% | -128 | -5.84% | Reduced |
1–50 of 295 reported positions and changes
How to read this table
This table shows the institution’s holdings reported to the SEC for the selected quarter and changes compared with the previous quarter.
- Security / CUSIP
- The security’s ticker symbol, such as AAPL, alongside its CUSIP, a unique security identifier. If no ticker is available, the security may be identified by its CUSIP only.
- Class / Position
- The security type or share class as stated in the filing, such as common stock (COM) or a specific class of shares.
- Shares / Units
- The number of shares or units the institution reported holding.
- Value (USD)
- The total value of the position in US dollars as of the reporting date.
- Weight
- The position’s share of the total reported holdings value. For example, a 12.55% weight means AAPL accounts for approximately 12.55% of that reported value.
- Share change
- The change in the number of shares compared with the previous quarter. A plus sign (+) indicates an increase; a minus sign (−) indicates a decrease.
- Change %
- The percentage change in the number of shares compared with the previous quarter. For example, +52.25% means the reported share count increased by approximately 52.25%.
- Reported activity
- Increased: the reported quantity rose. Reduced: it fell. Unchanged: it stayed the same. Newly reported: the position appears in the current filing but not in the previous one. No longer reported: it appeared in the previous filing but not in the current one.
Important: These changes compare quantities reported in filings; they do not necessarily document the exact timing of purchases or sales. In particular, “Newly reported” does not necessarily mean the security was purchased during that quarter.
Source: FMP Ultimate / SEC Form 13F. Report as of 2026-09-30; filed 2026-10-20. Changes compare reported quantities, not confirmed transactions. “Newly reported” and “No longer reported” do not establish exact purchase or sale dates. 13F covers reportable securities, not the institution’s total assets under management.