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Institutional investment manager
CAPE INVESTMENT ADVISORY, INC.
CIK 0001944437
- Reported holdings value
- $388.35M
- Reported positions
- 1,472
- Report as of
- 2026-09-30
- Filed on
- 2026-10-13
Reported holdings & quarterly changes
Compared with Q2 2026. All security classes provided by the filing are included.
| SCHB SCHWAB STRATEGIC TR 808524102 | US BRD MKT ETF Share · SH | 1,627,056 | $47.69M | 12.28% | +29,838 | +1.87% | Increased |
| SCHV SCHWAB STRATEGIC TR 808524409 | US LCAP VA ETF Share · SH | 604,607 | $20.14M | 5.19% | +2,717 | +0.45% | Increased |
| BINC BLACKROCK ETF TRUST II 092528603 | ISHA FLEX IN ETF Share · SH | 233,009 | $11.83M | 3.05% | +9,472 | +4.24% | Increased |
| MSFT MICROSOFT CORP 594918104 | COM Share · SH | 18,303 | $9.39M | 2.42% | +1,027 | +5.94% | Increased |
| SCHG SCHWAB STRATEGIC TR 808524300 | US LCAP GR ETF Share · SH | 250,997 | $9.02M | 2.32% | -1,804 | -0.71% | Reduced |
| 808524714 SCHWAB STRATEGIC TR 808524714 | 1 5YR CORP BD Share · SH | 353,343 | $8.52M | 2.19% | +7,152 | +2.07% | Increased |
| SCHM SCHWAB STRATEGIC TR 808524508 | US MID-CAP ETF Share · SH | 197,194 | $6.71M | 1.73% | +2,353 | +1.21% | Increased |
| SPY STATE STR SPDR S&P 500 ETF T 78462F103 | TR UNIT Share · SH | 8,551 | $6.52M | 1.68% | +43 | +0.51% | Increased |
| RSP INVESCO EXCHANGE TRADED FD T 46137V357 | S&P500 EQL WGT Share · SH | 30,150 | $6.27M | 1.61% | +88 | +0.29% | Increased |
| SCHD SCHWAB STRATEGIC TR 808524797 | US DIVIDEND EQ Share · SH | 186,669 | $6.07M | 1.56% | +7,132 | +3.97% | Increased |
| AAPL APPLE INC 037833100 | COM Share · SH | 17,818 | $5.93M | 1.53% | +1,502 | +9.21% | Increased |
| AMZN AMAZON COM INC 023135106 | COM Share · SH | 22,644 | $5.64M | 1.45% | +589 | +2.67% | Increased |
| GOOGL ALPHABET INC 02079K305 | CAP STK CL A Share · SH | 15,693 | $5.4M | 1.39% | -860 | -5.20% | Reduced |
| SCHE SCHWAB STRATEGIC TR 808524706 | EMRG MKTEQ ETF Share · SH | 123,291 | $4.49M | 1.16% | +853 | +0.70% | Increased |
| SCHF SCHWAB STRATEGIC TR 808524805 | INTL EQTY ETF Share · SH | 157,318 | $4.32M | 1.11% | +1,216 | +0.78% | Increased |
| IVV ISHARES TR 464287200 | CORE S&P500 ETF Share · SH | 5,620 | $4.3M | 1.11% | -2,024 | -26.48% | Reduced |
| 47103U886 JANUS DETROIT STR TR 47103U886 | HENDRSN SHRT ETF Share · SH | 86,419 | $4.2M | 1.08% | +2,762 | +3.30% | Increased |
| KO COCA COLA CO 191216100 | COM Share · SH | 48,442 | $4.17M | 1.07% | -1,642 | -3.28% | Reduced |
| MGMT UNIFIED SER TR 90470L550 | BALLAST SMLMD CP Share · SH | 81,520 | $3.95M | 1.02% | +90 | +0.11% | Increased |
| CVX CHEVRON CORPORATION 166764100 | COM Share · SH | 19,280 | $3.94M | 1.01% | +343 | +1.81% | Increased |
| NVDA NVIDIA CORPORATION 67066G104 | COM Share · SH | 16,864 | $3.85M | 0.99% | +510 | +3.12% | Increased |
| BIL SPDR SERIES TRUST 78468R663 | ST STR BLO 1 ETF Share · SH | 41,977 | $3.85M | 0.99% | +37,510 | +839.71% | Increased |
| META META PLATFORMS INC 30303M102 | CL A Share · SH | 5,265 | $3.82M | 0.98% | -319 | -5.71% | Reduced |
| SHV ISHARES TR 464288679 | TRUST ISHARE 0-1 Share · SH | 29,919 | $3.3M | 0.85% | +29,823 | +31065.63% | Increased |
| GOOG ALPHABET INC 02079K107 | CAP STK CL C Share · SH | 9,257 | $3.15M | 0.81% | -431 | -4.45% | Reduced |
| IUSB ISHARES TR 46434V613 | CORE UNIVRSL USD Share · SH | 65,067 | $2.87M | 0.74% | +11,007 | +20.36% | Increased |
| MU MICRON TECHNOLOGY INC 595112103 | COM Share · SH | 2,684 | $2.86M | 0.74% | -404 | -13.08% | Reduced |
| TSM TAIWAN SEMICONDUCTOR MANUFAC 874039100 | SPONSORED ADS Share · SH | 5,617 | $2.56M | 0.66% | -1,184 | -17.41% | Reduced |
| QQQ INVESCO QQQ TR 46090E103 | UNIT SER 1 Share · SH | 3,274 | $2.42M | 0.62% | -93 | -2.76% | Reduced |
| ILCG ISHARES TR 464287119 | MORNINGSTAR GRWT Share · SH | 20,377 | $2.38M | 0.61% | +6 | +0.03% | Increased |
| 45782C748 INNOVATOR ETFS TRUST 45782C748 | US EQTY PWR BUF Share · SH | 50,500 | $2.22M | 0.57% | 0 | 0.00% | Unchanged |
| SO SOUTHERN CO 842587107 | COM Share · SH | 25,488 | $2.11M | 0.54% | -26 | -0.10% | Reduced |
| SCHW CHARLES SCHWAB CORP (THE) 808513105 | COM Share · SH | 21,492 | $2.1M | 0.54% | -2,437 | -10.18% | Reduced |
| MCBS METROCITY BANKSHARES INC 59165J105 | COM Share · SH | 55,756 | $1.91M | 0.49% | -498 | -0.89% | Reduced |
| 45782C573 INNOVATOR ETFS TRUST 45782C573 | US EQTY PWR BUF Share · SH | 41,634 | $1.9M | 0.49% | -66 | -0.16% | Reduced |
| V VISA INC 92826C839 | COM CL A Share · SH | 5,267 | $1.89M | 0.49% | -521 | -9.00% | Reduced |
| 45782C656 INNOVATOR ETFS TRUST 45782C656 | US EQTY PWR BUF Share · SH | 40,183 | $1.88M | 0.48% | +3,022 | +8.13% | Increased |
| XOM EXXONMOBIL HOLDINGS CORP 30233Q108 | COM SHS Share · SH | 11,560 | $1.88M | 0.48% | — | — | Newly reported |
| POCT INNOVATOR ETFS TRUST 45782C797 | US EQTY PWR BUF Share · SH | 38,650 | $1.85M | 0.48% | +1,300 | +3.48% | Increased |
| JAAA JANUS DETROIT STR TR 47103U845 | HENDRSON AAA CL Share · SH | 36,357 | $1.83M | 0.47% | -1,357 | -3.60% | Reduced |
| AMAT APPLIED MATLS INC 038222105 | COM Share · SH | 3,420 | $1.75M | 0.45% | -373 | -9.83% | Reduced |
| SCHY SCHWAB STRATEGIC TR 808524672 | INTERNL DIVID Share · SH | 54,677 | $1.72M | 0.44% | +2,342 | +4.48% | Increased |
| SCHH SCHWAB STRATEGIC TR 808524847 | US REIT ETF Share · SH | 77,063 | $1.7M | 0.44% | -458 | -0.59% | Reduced |
| DYNF BLACKROCK ETF TRUST 09290C103 | ISHARES US EQUIT Share · SH | 24,220 | $1.68M | 0.43% | +4,323 | +21.73% | Increased |
| QQQM INVESCO EXCH TRADED FD TR II 46138G649 | NASDAQ 100 ETF Share · SH | 5,300 | $1.61M | 0.42% | +363 | +7.35% | Increased |
| 45784N379 INNOVATOR ETFS TRUST 45784N379 | EQUI DUA 15 MARC Share · SH | 79,661 | $1.6M | 0.41% | 0 | 0.00% | Unchanged |
| BKNG BOOKING HOLDINGS INC 09857L108 | COM Share · SH | 9,532 | $1.55M | 0.40% | -1,095 | -10.30% | Reduced |
| SCHA SCHWAB STRATEGIC TR 808524607 | US SML CAP ETF Share · SH | 46,691 | $1.52M | 0.39% | +974 | +2.13% | Increased |
| 78464A854 SPDR SERIES TRUST 78464A854 | ST STR P500ETF Share · SH | 16,959 | $1.52M | 0.39% | -29,122 | -63.20% | Reduced |
| AVGO BROADCOM INC 11135F101 | COM Share · SH | 4,305 | $1.51M | 0.39% | +2,218 | +106.28% | Increased |
1–50 of 1,564 reported positions and changes
How to read this table
This table shows the institution’s holdings reported to the SEC for the selected quarter and changes compared with the previous quarter.
- Security / CUSIP
- The security’s ticker symbol, such as AAPL, alongside its CUSIP, a unique security identifier. If no ticker is available, the security may be identified by its CUSIP only.
- Class / Position
- The security type or share class as stated in the filing, such as common stock (COM) or a specific class of shares.
- Shares / Units
- The number of shares or units the institution reported holding.
- Value (USD)
- The total value of the position in US dollars as of the reporting date.
- Weight
- The position’s share of the total reported holdings value. For example, a 12.55% weight means AAPL accounts for approximately 12.55% of that reported value.
- Share change
- The change in the number of shares compared with the previous quarter. A plus sign (+) indicates an increase; a minus sign (−) indicates a decrease.
- Change %
- The percentage change in the number of shares compared with the previous quarter. For example, +52.25% means the reported share count increased by approximately 52.25%.
- Reported activity
- Increased: the reported quantity rose. Reduced: it fell. Unchanged: it stayed the same. Newly reported: the position appears in the current filing but not in the previous one. No longer reported: it appeared in the previous filing but not in the current one.
Important: These changes compare quantities reported in filings; they do not necessarily document the exact timing of purchases or sales. In particular, “Newly reported” does not necessarily mean the security was purchased during that quarter.
Source: FMP Ultimate / SEC Form 13F. Report as of 2026-09-30; filed 2026-10-13. Changes compare reported quantities, not confirmed transactions. “Newly reported” and “No longer reported” do not establish exact purchase or sale dates. 13F covers reportable securities, not the institution’s total assets under management.