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Institutional investment manager
KLINGMAN & ASSOCIATES, LLC
CIK 0001662449
- Reported holdings value
- $2.41B
- Reported positions
- 423
- Report as of
- 2026-09-30
- Filed on
- 2026-10-20
Reported holdings & quarterly changes
Compared with Q2 2026. All security classes provided by the filing are included.
| IVV ISHARES TR 464287200 | CORE S&P500 ETF Share · SH | 538,277 | $412.24M | 17.14% | +7,546 | +1.42% | Increased |
| VTIP VANGUARD MALVERN FDS 922020805 | STRM INFPROIDX Share · SH | 2,832,668 | $139.42M | 5.80% | +221,078 | +8.47% | Increased |
| IJH ISHARES TR 464287507 | CORE S&P MCP ETF Share · SH | 1,621,259 | $116.65M | 4.85% | +17,090 | +1.07% | Increased |
| IEFA ISHARES TR 46432F842 | CORE MSCI EAFE Share · SH | 1,030,279 | $99.81M | 4.15% | +28,099 | +2.80% | Increased |
| VEA VANGUARD TAX-MANAGED FDS 921943858 | VAN FTSE DEV MKT Share · SH | 1,299,966 | $91.79M | 3.82% | +54,242 | +4.35% | Increased |
| AAPL APPLE INC 037833100 | COM Share · SH | 266,288 | $88.68M | 3.69% | +2,311 | +0.88% | Increased |
| SPY STATE STR SPDR S&P 500 ETF T 78462F103 | TR UNIT Share · SH | 114,733 | $87.5M | 3.64% | -123 | -0.11% | Reduced |
| IJR ISHARES TR 464287804 | CORE S&P SCP ETF Share · SH | 604,407 | $82.22M | 3.42% | +7,596 | +1.27% | Increased |
| SPYG SPDR SERIES TRUST 78464A409 | ST STR P500GRW Share · SH | 641,440 | $78.95M | 3.28% | -5,401 | -0.83% | Reduced |
| SPYV SPDR SERIES TRUST 78464A508 | ST STR P500VAL Share · SH | 1,167,623 | $71.38M | 2.97% | -5,903 | -0.50% | Reduced |
| VWO VANGUARD INTL EQUITY INDEX F 922042858 | FTSE EMR MKT ETF Share · SH | 982,750 | $58.29M | 2.42% | -1,588 | -0.16% | Reduced |
| RWL INVESCO EXCH TRADED FD TR II 46138G698 | S&P 500 REVENUE Share · SH | 367,583 | $47.3M | 1.97% | +14,024 | +3.97% | Increased |
| IEMG ISHARES INC 46434G103 | CORE MSCI EMKT Share · SH | 511,853 | $41.54M | 1.73% | +10,835 | +2.16% | Increased |
| IBDU ISHARES TR 46436E205 | IBONDS DEC 29 Share · SH | 1,746,723 | $39.63M | 1.65% | +124,279 | +7.66% | Increased |
| IBDV ISHARES TR 46436E726 | IBONDS DEC 2030 Share · SH | 1,838,301 | $38.86M | 1.62% | +122,724 | +7.15% | Increased |
| IBDW ISHARES TR 46436E486 | IBONDS DEC 2031 Share · SH | 1,898,606 | $38.09M | 1.58% | +132,042 | +7.47% | Increased |
| USMV ISHARES TR 46429B697 | MSCI USA MIN ETF Share · SH | 346,991 | $33.81M | 1.41% | -7,851 | -2.21% | Reduced |
| IBDT ISHARES TR 46435U515 | IBDS DEC28 ETF Share · SH | 1,343,195 | $33.53M | 1.39% | +48,308 | +3.73% | Increased |
| PRF INVESCO EXCHANGE TRADED FD T 46137V613 | RAFI US 1000 ETF Share · SH | 610,759 | $33.24M | 1.38% | -3,394 | -0.55% | Reduced |
| IBDX ISHARES TR 46436E312 | IBONDS DEC 2032 Share · SH | 1,335,882 | $32.15M | 1.34% | +160,436 | +13.65% | Increased |
| MDYG SPDR SERIES TRUST 78464A821 | ST STR SP400GRW Share · SH | 296,571 | $31M | 1.29% | -984 | -0.33% | Reduced |
| MDYV SPDR SERIES TRUST 78464A839 | ST STR SP400VAL Share · SH | 339,231 | $30.03M | 1.25% | -1,307 | -0.38% | Reduced |
| SLYV SPDR SERIES TRUST 78464A300 | ST STR SP600SM C Share · SH | 278,792 | $28.48M | 1.18% | -1,117 | -0.40% | Reduced |
| SDY SPDR SERIES TRUST 78464A763 | ST STR SP DIV Share · SH | 185,632 | $27.19M | 1.13% | -1,700 | -0.91% | Reduced |
| MDY STATE STR SPDR S&P MIDCAP 40 78467Y107 | UTSER1 S&PDCRP Share · SH | 41,195 | $27.05M | 1.12% | -293 | -0.71% | Reduced |
| IBDS ISHARES TR 46435UAA9 | IBONDS 27 ETF Share · SH | 926,915 | $22.36M | 0.93% | -32,656 | -3.40% | Reduced |
| SLYG SPDR SERIES TRUST 78464A201 | ST STR SP600GRWO Share · SH | 202,931 | $21.71M | 0.90% | -967 | -0.47% | Reduced |
| MSFT MICROSOFT CORP 594918104 | COM Share · SH | 39,092 | $20.05M | 0.83% | +1,327 | +3.51% | Increased |
| VTI VANGUARD INDEX FDS 922908769 | MRNGSTR TTL STK Share · SH | 45,110 | $16.88M | 0.70% | — | — | Newly reported |
| DDOG DATADOG INC 23804L103 | CL A COM Share · SH | 61,389 | $16.81M | 0.70% | -6,134 | -9.08% | Reduced |
| NVDA NVIDIA CORPORATION 67066G104 | COM Share · SH | 72,024 | $16.45M | 0.68% | +2,379 | +3.42% | Increased |
| AMZN AMAZON COM INC 023135106 | COM Share · SH | 63,440 | $15.81M | 0.66% | +1,644 | +2.66% | Increased |
| CFG CITIZENS FINL GROUP INC 174610105 | COM Share · SH | 228,285 | $14.56M | 0.61% | -181,627 | -44.31% | Reduced |
| SCZ ISHARES TR 464288273 | EAFE SML CP ETF Share · SH | 154,941 | $13.08M | 0.54% | -299 | -0.19% | Reduced |
| 464288323 ISHARES TR 464288323 | NEW YORK MUN ETF Share · SH | 235,291 | $11.89M | 0.49% | -719 | -0.30% | Reduced |
| GOOG ALPHABET INC 02079K107 | CAP STK CL C Share · SH | 32,077 | $10.93M | 0.45% | +483 | +1.53% | Increased |
| GOOGL ALPHABET INC 02079K305 | CAP STK CL A Share · SH | 28,250 | $9.72M | 0.40% | +413 | +1.48% | Increased |
| IWB ISHARES TR 464287622 | RUS 1000 ETF Share · SH | 20,739 | $8.63M | 0.36% | -980 | -4.51% | Reduced |
| IWM ISHARES TR 464287655 | RUSSELL 2000 ETF Share · SH | 30,896 | $8.59M | 0.36% | +33 | +0.11% | Increased |
| VOO VANGUARD INDEX FDS 922908363 | S&P 500 ETF SHS Share · SH | 11,633 | $8.15M | 0.34% | +224 | +1.96% | Increased |
| BRK-B BERKSHIRE HATHAWAY INC DEL 084670702 | CL B NEW Share · SH | 14,415 | $7.18M | 0.30% | -1,015 | -6.58% | Reduced |
| JPM JPMORGAN CHASE & CO 46625H100 | COM Share · SH | 19,986 | $6.61M | 0.27% | -6,192 | -23.65% | Reduced |
| XOM EXXONMOBIL HOLDINGS CORP 30233Q108 | COM SHS Share · SH | 39,345 | $6.4M | 0.27% | — | — | Newly reported |
| IBDY ISHARES TR 46436E130 | IBONDS DEC 2033 Share · SH | 257,103 | $6.29M | 0.26% | +178,270 | +226.14% | Increased |
| TDTT FLEXSHARES TR 33939L506 | NRTRN TR IBOXX 3 Share · SH | 258,952 | $6.01M | 0.25% | — | — | Newly reported |
| JLL JONES LANG LASALLE INC 48020Q107 | COM Share · SH | 19,051 | $5.82M | 0.24% | +10 | +0.05% | Increased |
| SOXX ISHARES TR 464287523 | ISHARES SEMICDTR Share · SH | 9,969 | $5.67M | 0.24% | -2,000 | -16.71% | Reduced |
| AMAT APPLIED MATLS INC 038222105 | COM Share · SH | 10,760 | $5.5M | 0.23% | +253 | +2.41% | Increased |
| META META PLATFORMS INC 30303M102 | CL A Share · SH | 7,293 | $5.29M | 0.22% | +238 | +3.37% | Increased |
| AVGO BROADCOM INC 11135F101 | COM Share · SH | 14,768 | $5.19M | 0.22% | +333 | +2.31% | Increased |
1–50 of 454 reported positions and changes
How to read this table
This table shows the institution’s holdings reported to the SEC for the selected quarter and changes compared with the previous quarter.
- Security / CUSIP
- The security’s ticker symbol, such as AAPL, alongside its CUSIP, a unique security identifier. If no ticker is available, the security may be identified by its CUSIP only.
- Class / Position
- The security type or share class as stated in the filing, such as common stock (COM) or a specific class of shares.
- Shares / Units
- The number of shares or units the institution reported holding.
- Value (USD)
- The total value of the position in US dollars as of the reporting date.
- Weight
- The position’s share of the total reported holdings value. For example, a 12.55% weight means AAPL accounts for approximately 12.55% of that reported value.
- Share change
- The change in the number of shares compared with the previous quarter. A plus sign (+) indicates an increase; a minus sign (−) indicates a decrease.
- Change %
- The percentage change in the number of shares compared with the previous quarter. For example, +52.25% means the reported share count increased by approximately 52.25%.
- Reported activity
- Increased: the reported quantity rose. Reduced: it fell. Unchanged: it stayed the same. Newly reported: the position appears in the current filing but not in the previous one. No longer reported: it appeared in the previous filing but not in the current one.
Important: These changes compare quantities reported in filings; they do not necessarily document the exact timing of purchases or sales. In particular, “Newly reported” does not necessarily mean the security was purchased during that quarter.
Source: FMP Ultimate / SEC Form 13F. Report as of 2026-09-30; filed 2026-10-20. Changes compare reported quantities, not confirmed transactions. “Newly reported” and “No longer reported” do not establish exact purchase or sale dates. 13F covers reportable securities, not the institution’s total assets under management.